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Jiaxuan Li

Mml Investors Services, LLC

New York, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-22
NY RA APPROVED 2024-06-27
  • TX RA
    APPROVED
    Since 2024-08-22
  • NY RA
    APPROVED
    Since 2024-06-27

Branch Locations

Wing Ming Building 2 Mott Street- 9Th Floor, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc New York NY 03/2024 Present
Massmutual Life Insurance Company New York NY 02/2024 Present
Bank Of China New York NY 06/2023 02/2024
Steepconsult Dba Arrayo New York NY 08/2022 05/2023
New York University New York NY 09/2019 05/2022
S4M New York NY 07/2021 11/2021
Citic Securities Shanghai 12/2019 01/2020
Mccann Advertising Agency Shanghai 08/2018 03/2019
Z&B Fitness Shanghai 03/2019 09/2019
Unemployed New York NY 05/2022 08/2022
Brandeis University Waltham MA 09/2017 05/2018
Shanghai World Foreign Language Academy Shanghai 09/2013 09/2017
China Business Network Shanghai 05/2018 08/2018
  • 03/2024 → Present
    Mml Investors Services, Llc
    New York, NY
  • 02/2024 → Present
    Massmutual Life Insurance Company
    New York, NY
  • 06/2023 → 02/2024
    Bank Of China
    New York, NY
  • 08/2022 → 05/2023
    Steepconsult Dba Arrayo
    New York, NY
  • 09/2019 → 05/2022
    New York University
    New York, NY
  • 07/2021 → 11/2021
    S4M
    New York, NY
  • 12/2019 → 01/2020
    Citic Securities
    Shanghai
  • 08/2018 → 03/2019
    Mccann Advertising Agency
    Shanghai
  • 03/2019 → 09/2019
    Z&B Fitness
    Shanghai
  • 05/2022 → 08/2022
    Unemployed
    New York, NY
  • 09/2017 → 05/2018
    Brandeis University
    Waltham, MA
  • 09/2013 → 09/2017
    Shanghai World Foreign Language Academy
    Shanghai
  • 05/2018 → 08/2018
    China Business Network
    Shanghai
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-11
  • S66 Uniform Combined State Law Examination
    2024-06-11
Other Names
  • April Li

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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