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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-29
  • NY RA
    APPROVED
    Since 2024-07-29

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 02/2024 Present
Stellaris Capital Management New York NY 03/2023 09/2023
Seacoast Ticket Agency Portsmouth NH 08/2022 02/2023
River House 11900 Llc Potomac MD 09/2019 03/2022
Saic Reston VA 05/2019 08/2019
Us House Of Representatives Washington DC 08/2017 12/2017
American University Washington DC 08/2016 12/2019
Unemployed New York NY 10/2023 01/2024
Georgetown University Washington DC 08/2020 06/2022
  • 02/2024 → Present
    New York, NY
  • 03/2023 → 09/2023
    Stellaris Capital Management
    New York, NY
  • 08/2022 → 02/2023
    Seacoast Ticket Agency
    Portsmouth, NH
  • 09/2019 → 03/2022
    River House 11900 Llc
    Potomac, MD
  • 05/2019 → 08/2019
    Saic
    Reston, VA
  • 08/2017 → 12/2017
    Us House Of Representatives
    Washington, DC
  • 08/2016 → 12/2019
    American University
    Washington, DC
  • 10/2023 → 01/2024
    Unemployed
    New York, NY
  • 08/2020 → 06/2022
    Georgetown University
    Washington, DC
Other Businesses

Seacoast Ticket Agency Inc. Non Investment-Related 30 International Dr. Suite 103 Portsmouth, NH 03801 Sports and Event Ticket Agency Client Relations Business Development Consultant Start: 9/5/2022 Less than 4 Hours a Month Zero Hours During Securities Trading Hours Duties: Very Minimal Client Relationship Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-29
  • S66 Uniform Combined State Law Examination
    2024-07-29

View on SEC IAPD

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