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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-22
  • TX RA
    APPROVED
    Since 2024-08-22

Branch Locations

600 Travis St Floors 61St & 62Nd, Houston, TX 77002-3009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Disruptive Securities Los Angeles CA 12/2023 08/2024
Mohr Capital Dallas TX 02/2021 02/2023
Universiy Of Houston Houston TX 08/2018 05/2020
Kaldis Development Interests Houston TX 07/2016 08/2018
Unemployed Dallas TX 06/2020 01/2021
Jpmorgan Chase Bank, N.A. Houston TX 08/2024 Present
J.P. Morgan Securities Llc Houston TX 08/2024 Present
Alex Tyson Properties Houston TX 03/2023 12/2023
Township Capital Los Angeles CA 05/2019 08/2019
Oasis Outsourcing Houston TX 12/2019 12/2019
  • 12/2023 → 08/2024
    Disruptive Securities
    Los Angeles, CA
  • 02/2021 → 02/2023
    Mohr Capital
    Dallas, TX
  • 08/2018 → 05/2020
    Universiy Of Houston
    Houston, TX
  • 07/2016 → 08/2018
    Kaldis Development Interests
    Houston, TX
  • 06/2020 → 01/2021
    Unemployed
    Dallas, TX
  • 08/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 08/2024 → Present
    Houston, TX
  • 03/2023 → 12/2023
    Alex Tyson Properties
    Houston, TX
  • 05/2019 → 08/2019
    Township Capital
    Los Angeles, CA
  • 12/2019 → 12/2019
    Oasis Outsourcing
    Houston, TX
Other Businesses

Entity Name: The Marlene Investment related: No "Address: 1956 Vermont St, Houston, TX 77019" Nature of the other business: Bed and Breakfast Position/Title/Relationship: Owner/Partner Start Date: 03/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Cash call on March 31 for a Bed and Breakfast in Montrose Houston. I am a limited partner in the deal. No connection to JPMorgan. Entity Name: Olympus Nectar Investment related: No Address: Private Residence Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 01/02/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am funding my fiances import company (olive oil, soap etc). I am just a passive investor in the company. This is just a handshake agreement. There are no documents besides her LLC formation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-08
S63 Uniform Securities Agent State Law Examination 2024-04-30
  • S65 Uniform Investment Adviser Law Examination
    2024-08-08
  • S63 Uniform Securities Agent State Law Examination
    2024-04-30
Other Names
  • Nicholas Frank Kaldis

View on SEC IAPD

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