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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-07
NY RA APPROVED 2024-11-06
  • TX RA
    APPROVED
    Since 2024-11-07
  • NY RA
    APPROVED
    Since 2024-11-06

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Ny NY 02/2024 Present
Gonzaga College High School Washington, Dc XX 06/2014 06/2018
Texas Christian University Fort Worth TX 08/2018 06/2022
Alphasights New York NY 07/2022 02/2024
Q Invesments Fort Worth TX 09/2020 05/2021
Alphasights New York NY 06/2021 08/2021
Protech 2, Inc. Alexandria VA 05/2017 08/2017
  • 02/2024 → Present
    Ny, NY
  • 06/2014 → 06/2018
    Gonzaga College High School
    Washington, Dc, XX
  • 08/2018 → 06/2022
    Texas Christian University
    Fort Worth, TX
  • 07/2022 → 02/2024
    Alphasights
    New York, NY
  • 09/2020 → 05/2021
    Q Invesments
    Fort Worth, TX
  • 06/2021 → 08/2021
    Alphasights
    New York, NY
  • 05/2017 → 08/2017
    Protech 2, Inc.
    Alexandria, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-06
  • S66 Uniform Combined State Law Examination
    2024-11-06

View on SEC IAPD

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