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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Houston | TX | 01/2024 | 11/2024 |
| Three Bears Real Estate, Inc. | Katy | TX | 11/2012 | 11/2024 |
| The Prudential Insurance Company Of America | Houston | TX | 07/2024 | Present |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
1. 9/3/2024: Three Bears Real Estate, Inc.; At reported business location(s); Mortgage/Real Estate Services; Inv. related; start date: 11/5/2012; 40hrs/mo.; 4hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-22 |
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