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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

1233 West Loop South Suite 1100, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Houston TX 01/2024 11/2024
Three Bears Real Estate, Inc. Katy TX 11/2012 11/2024
The Prudential Insurance Company Of America Houston TX 07/2024 Present
Lpl Enterprise, Llc Houston TX 11/2024 Present
  • 01/2024 → 11/2024
    Houston, TX
  • 11/2012 → 11/2024
    Three Bears Real Estate, Inc.
    Katy, TX
  • 07/2024 → Present
    The Prudential Insurance Company Of America
    Houston, TX
  • 11/2024 → Present
    Houston, TX
Previous Registrations
Other Businesses

1. 9/3/2024: Three Bears Real Estate, Inc.; At reported business location(s); Mortgage/Real Estate Services; Inv. related; start date: 11/5/2012; 40hrs/mo.; 4hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-22
  • S66 Uniform Combined State Law Examination
    2024-05-22

View on SEC IAPD

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