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Alexandra Addison Smith

Cain, Watters & Associates, LLC

Frisco, TX

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Current Employers
Cain, Watters & Associates, Llc

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-12
  • TX RA
    APPROVED
    Since 2024-03-12

Branch Locations

17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Christian University Fort Worth TX 08/2016 05/2017
Unemployed Dallas TX 05/2017 10/2017
Kpmg Llp Dallas TX 10/2017 10/2022
Cain, Watters & Associates, Llc Frisco TX 10/2022 Present
  • 08/2016 → 05/2017
    Texas Christian University
    Fort Worth, TX
  • 05/2017 → 10/2017
    Unemployed
    Dallas, TX
  • 10/2017 → 10/2022
    Kpmg Llp
    Dallas, TX
  • 10/2022 → Present
    Cain, Watters & Associates, Llc
    Frisco, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-12
  • S65 Uniform Investment Adviser Law Examination
    2024-03-12

View on SEC IAPD

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MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
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