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50 Donald B. Dean Drive Suite One, South Portland, ME 04106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-04-29 |
Branch Locations
50 Donald B. Dean Drive Suite One, South Portland, ME 04106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wild Blue Yonder Brewing | Castle Rock | CO | 05/2019 | 03/2024 |
| Hampton Ford/Hyundai | North Hampton | NH | 08/2018 | 04/2019 |
| Rudi's Market Square | Portsmouth | NH | 08/2014 | 08/2018 |
| Charles Schwab & Co., Inc | Lone Tree | CO | 03/2024 | 03/2025 |
| Unemployed | Castle Rock | CO | 03/2025 | 08/2025 |
| Richard Brothers Securities | Portland | ME | 08/2025 | Present |
| Richard Brothers Financial Advisors | Portland | ME | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-31 |
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