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Current Employers
Richard Brothers, Financial Advisors

50 Donald B. Dean Drive Suite One, South Portland, ME 04106 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2026-04-29
  • ME RA
    APPROVED
    Since 2026-04-29

Branch Locations

50 Donald B. Dean Drive Suite One, South Portland, ME 04106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wild Blue Yonder Brewing Castle Rock CO 05/2019 03/2024
Hampton Ford/Hyundai North Hampton NH 08/2018 04/2019
Rudi's Market Square Portsmouth NH 08/2014 08/2018
Charles Schwab & Co., Inc Lone Tree CO 03/2024 03/2025
Unemployed Castle Rock CO 03/2025 08/2025
Richard Brothers Securities Portland ME 08/2025 Present
Richard Brothers Financial Advisors Portland ME 04/2026 Present
  • 05/2019 → 03/2024
    Wild Blue Yonder Brewing
    Castle Rock, CO
  • 08/2018 → 04/2019
    Hampton Ford/Hyundai
    North Hampton, NH
  • 08/2014 → 08/2018
    Rudi's Market Square
    Portsmouth, NH
  • 03/2024 → 03/2025
    Charles Schwab & Co., Inc
    Lone Tree, CO
  • 03/2025 → 08/2025
    Unemployed
    Castle Rock, CO
  • 08/2025 → Present
    Richard Brothers Securities
    Portland, ME
  • 04/2026 → Present
    Portland, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-29
S63 Uniform Securities Agent State Law Examination 2024-07-31
  • S65 Uniform Investment Adviser Law Examination
    2026-04-29
  • S63 Uniform Securities Agent State Law Examination
    2024-07-31
Other Names
  • Oybek Turdyev

View on SEC IAPD

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