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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-05-16 |
Branch Locations
30 Donald B Dean Drive, South Portland, ME 04106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nh Tomahawks | Bedford | NH | 06/2008 | 02/2017 |
| E*Trade Capital Management Llc | Boston | MA | 03/2016 | 11/2016 |
| Fidelity Brokerage Services Llc | Merrimack | NH | 02/2017 | 01/2018 |
| Equiscript, Llc. | Charleston | SC | 04/2018 | 11/2018 |
| Cetera Advisors | Denver | CO | 01/2019 | 05/2020 |
| Iis Financial Services | South Portland | ME | 01/2019 | 05/2020 |
| New Hampshire Tomahawks; | Bedford | NH | 06/2008 | 06/2019 |
| Morgan Stanley | Portland | ME | 05/2020 | 04/2022 |
| Hub International New England, Llc | Cumberland | ME | 05/2022 | Present |
| Commonwealth Financial Network | Waltham | MA | 05/2022 | Present |
| Hub International Investment Services | Austin | TX | 06/2026 | Present |
HUB International Investment Services, Yes, Austin, TX, Accommodation Broker Dealer, Registered Rep, 6/2026, 0, 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-25 |
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