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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2025-12-08 |
| NH | RA | APPROVED | 2025-12-08 |
Branch Locations
30 Donald B Dean Drive, South Portland, ME 04106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allspring Funds Distributor, Llc | Wilmington | DE | 01/2010 | 01/2025 |
| Allspring Funds Management, Llc | Wilmington | DE | 01/2010 | 01/2025 |
| Hub International Investment Services | Austin | TX | 06/2026 | Present |
| Alps Distributors, Inc. | Denver | CO | 07/2025 | 12/2025 |
| Themes Management Company, Llc. | Greenwich | CT | 07/2025 | 12/2025 |
| Unemployed | Rye | NH | 02/2025 | 07/2025 |
| Commonwealth Financial Network | Waltham | MA | 12/2025 | Present |
| Hub International New England, Llc | South Portland | ME | 12/2025 | Present |
1. Fixed insurance sales; as of 12/01/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner of rental property located in Franconia, NH, as of 05/01/2025, 0% time spent during business hours; Not conducted at branch location; Investment related. 3. Coach, Franconia Ski Club; Located at 260 Tramway Drive, Franconia, NH 03580, as of 12/01/2025; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related. 4. HUB International Investment Services, Yes, Austin, TX, Accommodation BrokerDealer, Registered Rep, 6/2026, 0, 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-20 |
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