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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-04-26
TX RA APPROVED 2024-04-26
  • SC RA
    APPROVED
    Since 2024-04-26
  • TX RA
    APPROVED
    Since 2024-04-26

Branch Locations

1213 Lady Street, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Community Bank Columbia SC 01/2024 Present
Truist Bank Greenville SC 10/2017 01/2024
Freight Handlers Inc Lansing MI 06/2015 09/2017
Lpl Financial Llc Columbia SC 01/2024 Present
Independent Advisor Alliance Charlotte NC 04/2024 Present
  • 01/2024 → Present
    First Community Bank
    Columbia, SC
  • 10/2017 → 01/2024
    Truist Bank
    Greenville, SC
  • 06/2015 → 09/2017
    Freight Handlers Inc
    Lansing, MI
  • 01/2024 → Present
    Lpl Financial Llc
    Columbia, SC
  • 04/2024 → Present
    Independent Advisor Alliance
    Charlotte, NC
Other Businesses

1- 02/26/2024 / First Community Financial Consultants / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s). - start date: 1/26/2024 2- 02/26/2024 / Skey Properties LLC / Business Entity For Tax/Investment Purposes Only / Not investment related /1 hr mth / 0 hrs during trading / Start Date: 01/05/2019 3- 02/26/2024/ Skey Properties LLC / Real Estate Rental / 1 hr mth / 0 hrs during trading / Start Date: 01/05/2019 4- 02/26/2024 / Nicholas Skey / Notary / Investment Related / Start date: 06/18/2018 5- 05/29/2024 / Independant Advisor Alliance - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 4/18/2024 - 160 Hrs/Mo; 40 Hrs During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6- 05/29/2024 / Independent Advisor Alliance DBA First Community Financial Consultants - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 4/18/2024 - 160 Hrs/Mo; 40 Hrs During Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7.10/10/2025 - Saybrus Partners - Non-Variable Insurance - Inv Related - At Reported Business Location(s) - Start date: 9/15/2025 - 1hrs/mnth during Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-16
  • S66 Uniform Combined State Law Examination
    2024-04-16

View on SEC IAPD

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