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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-30
CA RA APPROVED 2024-04-15
  • TX RA
    APPROVED
    Since 2024-04-30
  • CA RA
    APPROVED
    Since 2024-04-15

Branch Locations

2701 Park Marina Drive 2Nd Floor, Redding, CA 96001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stryker Phoenix AZ 03/2019 01/2024
Troon North Golf Course Scottsdale AZ 05/2016 03/2019
Outoor Systems Management Phoenix AZ 01/2018 03/2019
Osr Anthem AZ 01/2017 09/2017
Stifel Redding CA 01/2024 Present
  • 03/2019 → 01/2024
    Stryker
    Phoenix, AZ
  • 05/2016 → 03/2019
    Troon North Golf Course
    Scottsdale, AZ
  • 01/2018 → 03/2019
    Outoor Systems Management
    Phoenix, AZ
  • 01/2017 → 09/2017
    Osr
    Anthem, AZ
  • 01/2024 → Present
    Stifel
    Redding, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-12
  • S66 Uniform Combined State Law Examination
    2024-04-12

View on SEC IAPD

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