John Stuart Winn

Current Employers

Employment History

• 03/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Sacramento, CA
• 11/2016 → 05/2017
  Wells Fargo Clearing Services, Llc
  Sacramento, CA
• 05/2017 → Present
  Lpl Financial, Llc
  Redding, CA
• 05/2017 → Present
  Rubicon Advisors, Gp
  Redding, CA

Previous Registrations

• 2014-04-01 → 2017-05-25
  Wells Fargo Clearing Services, Llc
  Roseville, CA
  Paradise, CA
  Oroville, CA
  Oroville, CA
  Red Bluff, CA
  Redding, CA
• 2012-11-15 → 2014-04-01
  Edward Jones
  Redding, CA
  Chico, CA
  St Louis, MO

Other Businesses

1. 5/23/2017 - RUBICON ADVISORS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 05/16/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 6/2/2017 - Rubicon Advisors, GP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 05/16/2017 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through RUBICON ADVISORS, GP, an independent investment advisor firm. I started this business activity in 05/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/7/2021 - Winn Financial and Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax Preparer / Owner - Started 12/28/2020 - 16 Hours Per Month/0 Hours During Securities Trading. 4. 10/28/2021 - Winn Financial and Tax Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/07/2021 - 16 Hours Per Month/40 Hours During Securities Trading. 5. 10/28/2021 - Winn Financial Services, LLC - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax Preparer / Owner - Started 12/28/2020 - 16 Hours Per Month/0 Hours During Securities Trading. 6. 04/11/2022 - Winn Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/05/2022 -16 Hours Per Month/ 0 Hours During Securities Trading 7. 06/29/2023 - Ducks Unlimited - Not Investment Related - Redding, CA - Non-Profit Board Member - Start Date 07/01/2023 - 4 Hours Per Month/ 0 Hours During Securities Trading 8. 10/04/2023 - Kindred Capital Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2012-11-09
• S63 Uniform Securities Agent State Law Examination
  2008-11-25

Other Names

• John Stuart Winn
• John Winn