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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Redding | CA | 04/2011 | Present |
(1) 07/26/2016: No Business Name - Real-Estate Rental - INV REL - 1827 Shasta Street, City of Shasta Lake, CA (Rental Address) - Start 07/07/2016 - Triplex Rental - 4 Hr/Mo; 0 Hours During Securities Trading (2) 03/15/2018 - No Business Name - Not Investment Related - Caldwell, ID - Real Estate Rental - Start Date 01/31/2018 - 1 Hour Per Month/0 Hours During Securities Trading - Duplex.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-16 |
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