Best Investors Account Sign in

Joseph Eugene Schmitz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Redding, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-14
CA RA APPROVED 2023-02-07
  • TX RA
    APPROVED
    Since 2023-03-14
  • CA RA
    APPROVED
    Since 2023-02-07

Branch Locations

1300 Hilltop Dr, Redding, CA 96003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Redding CA 01/2018 11/2022
U.S. Bancorp Investments, Inc. Redding CA 06/2020 11/2022
Round Table Pizza Redding CA 04/2013 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Redding CA 11/2022 Present
Bank Of America, N.A. Redding CA 01/2023 Present
  • 01/2018 → 11/2022
    U.S. Bank
    Redding, CA
  • 06/2020 → 11/2022
    U.S. Bancorp Investments, Inc.
    Redding, CA
  • 04/2013 → 09/2018
    Round Table Pizza
    Redding, CA
  • 11/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Redding, CA
  • 01/2023 → Present
    Bank Of America, N.A.
    Redding, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-05
S63 Uniform Securities Agent State Law Examination 2020-12-06
  • S66 Uniform Combined State Law Examination
    2023-02-05
  • S63 Uniform Securities Agent State Law Examination
    2020-12-06

View on SEC IAPD

More in Redding, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor