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Riley James Buller

Stifel, Nicolaus & Company, Incorporated

Denver, CO

CRD 7860345

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-04-11
TX RA APPROVED 2024-04-11
  • CO RA
    APPROVED
    Since 2024-04-11
  • TX RA
    APPROVED
    Since 2024-04-11

Branch Locations

4643 South Ulster, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rj Management Colorado Springs CO 08/2021 01/2024
Odessa Construction Fort Collins CO 08/2019 08/2021
Skirted Heifer Colorado Springs CO 01/2018 08/2019
Mulch Brothers Colorado Springs CO 01/2013 01/2018
Stifel Denver CO 01/2024 Present
  • 08/2021 → 01/2024
    Rj Management
    Colorado Springs, CO
  • 08/2019 → 08/2021
    Odessa Construction
    Fort Collins, CO
  • 01/2018 → 08/2019
    Skirted Heifer
    Colorado Springs, CO
  • 01/2013 → 01/2018
    Mulch Brothers
    Colorado Springs, CO
  • 01/2024 → Present
    Stifel
    Denver, CO
Other Businesses

1. Cole Buller & Riley Buller; 3555 Hill Circle Colorado Springs, CO 80904; Real estate investing; Co-Owner; Manage cashflows, provide investment ideas; 06/01/2022; 1 hr/month; Not during securities trading hours; Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-10
  • S66 Uniform Combined State Law Examination
    2024-04-10
Other Names
  • Riley Buller

View on SEC IAPD

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