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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-04-11 |
| TX | RA | APPROVED | 2024-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rj Management | Colorado Springs | CO | 08/2021 | 01/2024 |
| Odessa Construction | Fort Collins | CO | 08/2019 | 08/2021 |
| Skirted Heifer | Colorado Springs | CO | 01/2018 | 08/2019 |
| Mulch Brothers | Colorado Springs | CO | 01/2013 | 01/2018 |
| Stifel | Denver | CO | 01/2024 | Present |
1. Cole Buller & Riley Buller; 3555 Hill Circle Colorado Springs, CO 80904; Real estate investing; Co-Owner; Manage cashflows, provide investment ideas; 06/01/2022; 1 hr/month; Not during securities trading hours; Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-10 |
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