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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-03-08 |
| TN | RA | APPROVED | 2004-01-26 |
Branch Locations
1717 West Massey Road, Memphis, TN 38120 • United States
6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Memphis | TN | 10/2002 | Present |
1) Fortune Branch Investments LLC,TNUnited States,Forestry & Wood Products,Purchasing & managing timberland,I will decide when to harvest timber and which timber tracts to purchase.2, Start date 12/4/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-16 |
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