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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
Branch Locations
39199 Paseo Padre Parkway Ste A, Fremont, CA 94538 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sorrento Pacific Financial, Llc | San Diego | CA | 01/2024 | 05/2025 |
| Dcn Wealth Management | Fremont | CA | 01/2024 | Present |
| Pleasanton Golf Center | Pleasanton | CA | 11/2016 | 01/2017 |
| Foothill High School | Pleasanton | CA | 01/2014 | 06/2017 |
| University Of San Francisco | San Francisco | CA | 08/2017 | 07/2022 |
| Alex Chin | Pleasanton | CA | 01/2022 | 11/2024 |
| Lpl Financial Llc | Fremont | CA | 05/2025 | Present |
1- 05/2025 / Coach/ Sports/ Fitness / Professional Golfer / Not Investment Related / 40 hrs mnth / 40 hrs during trading / start 01/01/2023 2- 07/02/2025 - DCN Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/15/2024 - 50 hours per month/ 30 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-10 |
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