Gary Albert Harris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → Present
  Lpl Financial, Llc
  Raleigh, NC

Previous Registrations

• 2006-11-28 → 2006-12-06
  Edward Jones
  Raleigh, NC

Other Businesses

1. 11/01/2006 - H & M Financial Group, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 11/10/2006 - WYNDFIELD INVESTMENTS - INV REL - Business Entity For Tax/Investment Purposes Only - SUBCHAPTER S CORP TO FILE EXPENSES, INCOME, DEPRECIATION FOR TAX, FICA PURPOSES ONLY. 3. 02/08/2014 - H&M FINANCIAL GROUP, LLC - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 02/06/2018 - No Business Name - Investment Related - Raleigh, NC - Real Estate Rental - Start Date 01/01/2018 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-24
• S63 Uniform Securities Agent State Law Examination
  1999-06-09

Other Names

• Gary Harris