Michael James Nussbaum

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-04-21
TX	RA	APPROVED	2024-04-30
CT	RA	APPROVED	2024-04-04

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Westport	CT	01/2024	Present
Linkedin Corporation	San Francisco	CA	07/2018	01/2024
International Business Machines (Ibm)	New York	NY	07/2015	06/2018
Bank Of America, N.A.	Westport	CT	01/2024	Present

01/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westport, CT
07/2018 → 01/2024

Linkedin Corporation

San Francisco, CA
07/2015 → 06/2018

International Business Machines (Ibm)

New York, NY
01/2024 → Present

Bank Of America, N.A.

Westport, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-03

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