Travis R. Godley

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 02/2017
  Ubs Financial Services Inc.
  Lafayette, LA
• 02/2017 → Present
  Prospera Financial Services
  Dalls, TX

Previous Registrations

• 2012-04-27 → 2017-02-23
  Ubs Financial Services Inc.
  Lafayette, LA
• 2007-01-12 → 2012-05-01
  Edward Jones
  Lafayette, LA

Other Businesses

1. Community Foundation Of Acadiana / 1035 Camelia Blvd Ste 100 Lafayette,La 70508 / Foundation/ Financial (Consumer & Investment Services) / Donor directed Charity funding / Advisor or member of an advisory committee, if the advice given will or may influence the board or other senior management or supervisory board of the organization in question / / Quarterly meetings to review investment performance and changes requested by the Investment firm. / Start Date 5/6/16 / 2. Mr.Godley is part of a partnership named Gardenview & Greenpoints Assisted Living. This business is not investment related. Spending 1-9% of his weekly time conducting this business none during market hours. 1-9% of this will represent Mr.Godley's annual income. 3. Mr. Godley is landlord of OrgSeg Enterprises located at 207 Smith-Reed Rd. Lafayette, LA 70503. This business is not investment related. Spending 1-9% of his weekly time none during market hours conducting this business this will be rental income. 4. Mr. Godley is Owner of a rental property located on 403 Harding St. Lafayette, LA 70506. This business is not investment related. Spending 1-9% of his weekly time none during market hours. Compensation represents 1-9% of his annual income. 5. Mr. Godley is Board Member of Hospice of Acadiana located at 2600 Johnston St Ste 200 Lafayette, LA 70506. This business is not investment related. Spending 1-9% of his weekly time none during market hours. No compensation at this time. 6. GFX Training 1 LLV Series Travis Godley; Investment Related - Yes; 207 Smith Reed Rd., Lafayette, LA 70507; To generate tax losses; Investor, manager and owner; Start Date - 04/2024; 0 Hours per month; 0 During Trading Hours; No duties

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-07
• S63 Uniform Securities Agent State Law Examination
  1999-06-10

Other Names

• Travis Ryan Godley