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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flushing Bank | Bendonhurst | NY | 01/2023 | Present |
| Valley Bank | Port Washington | NY | 01/2022 | 01/2023 |
| Amazon | Bethpage | NY | 06/2021 | 08/2021 |
| Floral Park Department Of Public Works | Floral Park | NY | 06/2019 | 08/2019 |
| Floral Park Department Of Public Works | Floral Park | NY | 06/2018 | 08/2018 |
| Floral Park Memorial High School | Floral Park | NY | 01/2014 | 06/2017 |
| Suny Albany | Albany | NY | 08/2017 | 12/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 09/2024 | Present |
| Cetera Investment Advisers Llc | Bensonhurst | NY | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-18 |
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