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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
23 Main Street Suite 313, Cortland, NY 13045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Syracuse | NY | 11/2023 | 11/2024 |
| Jordan-Elbridge Central School District | Jordan | NY | 03/2023 | Present |
| Unemployed | Elbridge | NY | 01/2023 | 03/2023 |
| Terakeet | Syracuse | NY | 07/2022 | 01/2023 |
| Albany Ymca | Albany | NY | 03/2020 | 05/2022 |
| Unemployed | Elbridge | NY | 05/2022 | 07/2022 |
| University At Albany | Albany | NY | 08/2018 | 05/2022 |
| Vector Marketing | Syracuse | NY | 09/2019 | 03/2020 |
| Skanateles Skoops | Skanateles | NY | 02/2018 | 08/2018 |
| Jordan-Elbridge High School | Jordan | NY | 09/2014 | 06/2018 |
| The Prudential Insurance Company Of America | Syracuse | NY | 09/2024 | Present |
| Lpl Enterprise, Llc | Syracuse | NY | 11/2024 | Present |
1) 12/02/2025-Mater Dei Academy-Basketball coach-Coach/ Sports/ Fitness-Not inv related-At Warners, NY-Start date 11/18/2024-30hrs/mth-10hrs/mth during trading 2) 08/04/2025-YMCA-Music instructor-Coach/ Sports/ Fitness-Not inv related-At Baldwinsville, NY-Start date 08/03/2025-16hrs/mth-0hrs/mth during trading 3) 09/19/2025-Finger Lakes Financial Group Retirement Planning & Insurance-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At Cortland, NY-Start date 09/22/2025-40hrs/mth-40hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-31 |
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