Eric Howard Schneider

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

Baldwinsville, NY • United States

17 Main Street, Suite 419, Cortland, NY 13045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Cortland	NY	03/2008	Present

03/2008 → Present

Lpl Financial Llc

Cortland, NY

Other Businesses

1.06/12/2008; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Schneider Financial LLC; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.08/14/2026; SCHNEIDER FLORIDA CONDO; Real Estate Rental; Investment Related; Hollywood,FL; Start Date 08/17/2026; 5hrs/mth; 0hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-17
S63	Uniform Securities Agent State Law Examination	1992-12-11

S65 Uniform Investment Adviser Law Examination

1994-10-17
S63 Uniform Securities Agent State Law Examination

1992-12-11

Other Names

Eric H Schneider

View on SEC IAPD