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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

Baldwinsville, NY • United States

17 Main Street, Suite 419, Cortland, NY 13045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Cortland NY 03/2008 Present
Other Businesses

1.06/12/2008; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Schneider Financial LLC; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.08/14/2026; SCHNEIDER FLORIDA CONDO; Real Estate Rental; Investment Related; Hollywood,FL; Start Date 08/17/2026; 5hrs/mth; 0hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-17
S63 Uniform Securities Agent State Law Examination 1992-12-11
  • S65 Uniform Investment Adviser Law Examination
    1994-10-17
  • S63 Uniform Securities Agent State Law Examination
    1992-12-11
Other Names
  • Eric H Schneider

View on SEC IAPD

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