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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-23 |
Branch Locations
23 Main Street Suite 313, Cortland, NY 13045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Syracuse | NY | 04/2025 | Present |
| Tompkins Community Bank | Ithaca | NY | 02/2018 | 06/2025 |
| Unemployed | Groton | NY | 12/2017 | 02/2018 |
| Moody Bible Institute | Chicago | IL | 08/2014 | 12/2017 |
| Moody Bible Institute | Chicago | IL | 01/2016 | 12/2017 |
| Mental Health Association Of Tompkins County | Ithaca | NY | 05/2017 | 08/2017 |
1. 04/04/2025-N/A Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related- At Cortland, NY- Start date 04/04/2025-160hrs/mth-160hrs/mth during trading 2. 04/04/2025-Prudential Advisors-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/04/2025-160hrs/mth-160hrs/mth during trading 3. 07/21/2025-Finger Lakes Financial Group Retirement Planning & Insurance-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/28/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-23 |
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