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Samuel Ackler Chapin

Wells Fargo Advisors Financial Network, LLC

New York, NY

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-29
  • NY RA
    APPROVED
    Since 2025-10-29

Branch Locations

1350 Avenue Of The Americas Suite 2405, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc New York NY 01/2024 Present
Unemployed N/A XX 06/2019 01/2024
Oberlin College Library Oberlin OH 01/2016 06/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-29
  • S66 Uniform Combined State Law Examination
    2025-10-29
Other Names
  • Sam Ackler Chapin
  • Samuel Chapin

View on SEC IAPD

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