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Brian Westly Phillips

Ameriprise Financial Services, LLC

Las Vegas, NV

Las Vegas, NV

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-13
NV RA APPROVED 2024-03-20
  • TX RA
    APPROVED
    Since 2025-01-13
  • NV RA
    APPROVED
    Since 2024-03-20

Branch Locations

3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Las Vegas NV 01/2024 01/2024
Unemployed Walnut Creek CA 11/2023 01/2024
Zahedi Capital Management Walnut Creek CA 06/2023 10/2023
Unemployed Walnut Creek CA 12/2020 05/2023
Sonoma State University Rohnert Park CA 08/2016 12/2020
Forget Me Not Flowers And Gifts Walnut Creek CA 06/2019 08/2019
Ameriprise Financial Services, Llc Las Vegas NV 03/2020 03/2020
Ameriprise Financial Services, Llc. Las Vegas NV 01/2024 Present
  • 01/2024 → 01/2024
    Ameriprise Financial Services
    Las Vegas, NV
  • 11/2023 → 01/2024
    Unemployed
    Walnut Creek, CA
  • 06/2023 → 10/2023
    Zahedi Capital Management
    Walnut Creek, CA
  • 12/2020 → 05/2023
    Unemployed
    Walnut Creek, CA
  • 08/2016 → 12/2020
    Sonoma State University
    Rohnert Park, CA
  • 06/2019 → 08/2019
    Forget Me Not Flowers And Gifts
    Walnut Creek, CA
  • 03/2020 → 03/2020
    Ameriprise Financial Services, Llc
    Las Vegas, NV
  • 01/2024 → Present
    Ameriprise Financial Services, Llc.
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-18
  • S66 Uniform Combined State Law Examination
    2024-03-18

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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