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Riley Richard Roach

Mariner

New York, NY

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-27
  • NY RA
    APPROVED
    Since 2025-06-27

Branch Locations

1500 Broadway 28Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Overland Park KS 03/2025 Present
Duncan Newman Associates Agoura Hills CA 01/2024 03/2024
Insight Global Los Angeles CA 06/2023 07/2023
Vuori Santa Barbara CA 06/2022 08/2022
University Of Southern California Los Angeles CA 08/2021 05/2024
Santa Barbara High School Santa Barbara CA 08/2016 06/2020
Unemployed Santa Barbara CA 06/2024 02/2025
Anglo American University Prague 08/2020 06/2021
  • 03/2025 → Present
    Mariner
    Overland Park, KS
  • 01/2024 → 03/2024
    Duncan Newman Associates
    Agoura Hills, CA
  • 06/2023 → 07/2023
    Insight Global
    Los Angeles, CA
  • 06/2022 → 08/2022
    Vuori
    Santa Barbara, CA
  • 08/2021 → 05/2024
    University Of Southern California
    Los Angeles, CA
  • 08/2016 → 06/2020
    Santa Barbara High School
    Santa Barbara, CA
  • 06/2024 → 02/2025
    Unemployed
    Santa Barbara, CA
  • 08/2020 → 06/2021
    Anglo American University
    Prague
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-27
S66 Uniform Combined State Law Examination 2025-02-18
  • S65 Uniform Investment Adviser Law Examination
    2025-06-27
  • S66 Uniform Combined State Law Examination
    2025-02-18
Other Names
  • Riley Roach

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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