Michael Patrick Duggan

Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → 10/2024
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 08/2001 → 05/2017
  Indus Capital Partners
  New York, NY
• 05/2017 → 05/2019
  Unemployed
  Davidson, NC
• 10/2024 → Present
  &Partners
  Nashville, TN

Previous Registrations

• 2019-08-15 → 2024-10-16
  Wells Fargo Clearing Services, Llc
  Salisbury, NC
  Charlotte, NC
  Statesville, NC
  Cornelius, NC
  Statesville, NC
  Davidson, NC

Other Businesses

DWM PARTNERS, LLC POSITION: Partner NATURE: Help fund the buildout of new building in Davidson. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2025 ADDRESS: Davidson, NC 28036 DESCRIPTION: None

Exams

• S66 Uniform Combined State Law Examination
  2019-08-15
• S63 Uniform Securities Agent State Law Examination
  2000-04-10

Other Names

• Michael Patrick Duggan
• Michael Duggan