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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-11 |
| TX | RA | APPROVED | 2024-10-11 |
Branch Locations
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
480 S. Main Street Suite 300, Davidson, NC 28036 • United States
40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 05/2019 | 10/2024 |
| Indus Capital Partners | New York | NY | 08/2001 | 05/2017 |
| Unemployed | Davidson | NC | 05/2017 | 05/2019 |
| &Partners | Nashville | TN | 10/2024 | Present |
DWM PARTNERS, LLC POSITION: Partner NATURE: Help fund the buildout of new building in Davidson. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/04/2025 ADDRESS: Davidson, NC 28036 DESCRIPTION: None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-10 |
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