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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-08 |
Branch Locations
4370 La Jolla Village Dr Ste 1025, San Diego, CA 92122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services, Inc. | San Diego | CA | 01/2024 | 06/2024 |
| Western & Southern Life | San Diego | CA | 11/2023 | 06/2024 |
| San Diego County Credit Union | San Diego | CA | 06/2023 | 11/2023 |
| Tri Counties Bank | Chico | CA | 07/2021 | 06/2023 |
| Placer County | Auburn | CA | 05/2021 | 08/2021 |
| Sportsman's Warehouse | Chico | CA | 08/2020 | 07/2021 |
| Placer County | Auburn | CA | 05/2020 | 08/2020 |
| Togo's | Chico | CA | 08/2019 | 02/2020 |
| Sun City Roseville Community Association | Roseville | CA | 03/2018 | 06/2019 |
| Sierra College | Rocklin | CA | 08/2017 | 03/2018 |
| Hilton Hotels | Roseville | CA | 02/2017 | 08/2017 |
| Woodcreek High School | Roseville | CA | 08/2014 | 05/2018 |
| Principal Life Insurance Co | San Diego | CA | 06/2024 | Present |
| Principal Securities | San Diego | CA | 06/2024 | Present |
INSURANCE POSITION: Outside Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2024 ADDRESS: 4370 La Jolla Village, Suite 1025, San Diego CA 92122, United States DESCRIPTION: Sale of Life, DI, Annuities, Health, LTC, Dental, Medicare & Medical Insurance through various carriers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-16 |
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