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Scott Aaron Gottlich

LPl Enterprise, LLC

Plano, TX

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-01
  • TX RA
    APPROVED
    Since 2026-06-01

Branch Locations

5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Plano TX 06/2026 Present
Wg Restaurant Group Llc (Openbox Innovations) Dallas TX 06/2008 Present
St. Mark'S School Of Texas Dallas TX 10/2023 Present
18Th And Vine Dallas TX 10/2016 07/2023
Cetera Advisor Networks El Segundo CA 05/2024 02/2025
Cetera Investment Advisers Llc Schaumburg IL 07/2024 02/2025
Texakoma Financial, Inc. Plano TX 02/2025 05/2026
  • 06/2026 → Present
    Plano, TX
  • 06/2008 → Present
    Wg Restaurant Group Llc (Openbox Innovations)
    Dallas, TX
  • 10/2023 → Present
    St. Mark'S School Of Texas
    Dallas, TX
  • 10/2016 → 07/2023
    18Th And Vine
    Dallas, TX
  • 05/2024 → 02/2025
    Cetera Advisor Networks
    El Segundo, CA
  • 07/2024 → 02/2025
    Schaumburg, IL
  • 02/2025 → 05/2026
    Texakoma Financial, Inc.
    Plano, TX
Previous Registrations
Other Businesses

1. 05/29/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Dallas TX - Inv Related – OBA Start Date: 04/02/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 05/29/2026 - Scott Gottlich N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Dallas TX - Inv Related – OBA Start Date: 04/02/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 05/29/2026 - WG Restaurant Group LLC - Business Owner - Dallas TX - Not Inv Related – OBA Start Date: 02/20/2008 – 2 Hour(s)/Month – 0 Hour(s) During Trading 4. 05/29/2026 - St. Mark's School of Texas - Coach/ Sports/ Fitness - Dallas TX - Not Inv Related – OBA Start Date: 10/31/2010 – 10 Hour(s)/Month – 0 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-03
  • S66 Uniform Combined State Law Examination
    2024-07-03

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