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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-02-27 |
| TX | RA | APPROVED | 2024-02-27 |
Branch Locations
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
1230 Avenue Of The Americas, New York, NY 10020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 12/2023 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 12/2023 | Present |
| Home Ice North America | Rye | NY | 12/2016 | 01/2023 |
| Yellowstone Club | Big Sky | MT | 05/2022 | 08/2022 |
| Sankaty Head Golf Club | Nantucket | MA | 08/2020 | 08/2021 |
| Carpet Trends | Rye | NY | 05/2014 | 09/2020 |
| Unemployed | Rye | NY | 02/2023 | 11/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-23 |
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