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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-04-20 |
Branch Locations
300 Madison Ave Fl 25, New York, NY 10017 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jim Dinardo | New York | NY | 12/2023 | 07/2025 |
| Student | Lewisburg | PA | 06/2021 | 05/2025 |
| Student | New Canaan | CT | 07/2017 | 06/2021 |
| Student | New Canaan | CT | 06/2012 | 07/2017 |
| Northwestern Mutual Investment Services Llc | New York | NY | 09/2025 | Present |
| James Dinardo | New York | NY | 07/2025 | Present |
| Kevin Luchetta | New York | NY | 08/2026 | Present |
| Stephen Schwartz | New York | NY | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-18 |
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