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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-17 |
| MN | RA | APPROVED | 2024-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Winona | MN | 12/2023 | 06/2024 |
| Vantiva | Memphis | TN | 08/2015 | 04/2023 |
| Unemployed | Winona | MN | 04/2023 | 12/2023 |
| Osaic Wealth, Inc. | Winona | MN | 06/2024 | Present |
1. WINONA SENIOR HIGH SCHOOL POSITION: Assistant Track and Field Coach NATURE: Coaching pole vault for Winona Senior High School's track and field team. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2023 ADDRESS: 901 Gilmore Ave, Winona MN 55987, United States DESCRIPTION: Coaching boys and girls pole vault for Winona Senior High School's track and field team. 2. SAINT MARY'S UNIVERSITY OF MINNESOTA POSITION: Seasonal Coach NATURE: Saint Mary's University is a private Catholic University INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2025 ADDRESS: 700 Terrance Heights, Winona MN 55987, United States DESCRIPTION: Assistant Coach for the Men and Women's Track and Field Team coaching Pole Vault 3. INSURANCE LICENSE POSITION: Producer NATURE: Securities and Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/25/2025 ADDRESS: 160 Lafayette St, Winona MN 55987-3426, United States DESCRIPTION: Insurance producer
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-06-26 |
| S65 | Uniform Investment Adviser Law Examination | 2024-05-06 |
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