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Matthew Jacob Schroeder

Osaic Wealth, Inc.

Winona, MN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-17
MN RA APPROVED 2024-09-26
  • TX RA
    APPROVED
    Since 2025-04-17
  • MN RA
    APPROVED
    Since 2024-09-26

Branch Locations

160 Lafayette St, Winona, MN 55987 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Winona MN 12/2023 06/2024
Vantiva Memphis TN 08/2015 04/2023
Unemployed Winona MN 04/2023 12/2023
Osaic Wealth, Inc. Winona MN 06/2024 Present
  • 12/2023 → 06/2024
    Securities America, Inc.
    Winona, MN
  • 08/2015 → 04/2023
    Vantiva
    Memphis, TN
  • 04/2023 → 12/2023
    Unemployed
    Winona, MN
  • 06/2024 → Present
    Winona, MN
Other Businesses

1. WINONA SENIOR HIGH SCHOOL POSITION: Assistant Track and Field Coach NATURE: Coaching pole vault for Winona Senior High School's track and field team. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2023 ADDRESS: 901 Gilmore Ave, Winona MN 55987, United States DESCRIPTION: Coaching boys and girls pole vault for Winona Senior High School's track and field team. 2. SAINT MARY'S UNIVERSITY OF MINNESOTA POSITION: Seasonal Coach NATURE: Saint Mary's University is a private Catholic University INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/30/2025 ADDRESS: 700 Terrance Heights, Winona MN 55987, United States DESCRIPTION: Assistant Coach for the Men and Women's Track and Field Team coaching Pole Vault 3. INSURANCE LICENSE POSITION: Producer NATURE: Securities and Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/25/2025 ADDRESS: 160 Lafayette St, Winona MN 55987-3426, United States DESCRIPTION: Insurance producer

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-06-26
S65 Uniform Investment Adviser Law Examination 2024-05-06
  • S63 Uniform Securities Agent State Law Examination
    2024-06-26
  • S65 Uniform Investment Adviser Law Examination
    2024-05-06
Other Names
  • Matthew Schroeder

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