Matthew Stephen Slaggie

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Raymond James Financial Services, Inc
  Winona, MN
• 01/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Winona, MN

Other Businesses

(1)Name of Business: Hurry Back Productions, Inc. Address: 1115 West Broadway, Winona, MN, 55987, United States Activity Type: Non profit Position/Title: Officer - Vice President, Board Member Investment Related: No Start Date: 07/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: review proposals, discuss operations, attend meetings, attend events (2)Name of Business: Slaggie Capital Group Address: 655 Franklin St, Winona, MN, 55987, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Rainmaking Activities, Identifying tactical opportunities for team clients, Goal Planning and Monitoring initiatives, Brand / Marketing / Social Media, Excellence in AMP/CFP studies (3)Name of Business: Slaggie Family Foundation Address: 111 Market St Suite 3B, Winona, MN, 55987, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/01/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: review proposals, attend meetings, treasurer position does not include check writing or position on investment committee (4)Name of Business: Winona Golf and Dining, Inc. Address: 22852 County Road 17, Winona, MN, 55987, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Secretary Investment Related: No Start Date: 01/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend meetings, discuss operations, responsible for taking and submitting meeting minutes, co-signing of new and/or redeemed shares.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-20