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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-19
MN RA APPROVED 2013-11-22
  • TX RA
    APPROVED_RES
    Since 2018-09-19
  • MN RA
    APPROVED
    Since 2013-11-22

Branch Locations

655 Franklin Street, Winona, MN 55987 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Winona MN 01/2010 Present
Slaggie Capital Group Winona MN 02/2010 Present
Raymond James Financial Services Advisors, Inc Winona MN 05/2010 Present
Hideaway Outfitters Fountain City WI 08/2016 Present
Polish Stock Company Winona MN 08/2016 Present
Phoenix Productions La Crosse WI 08/2016 Present
  • 01/2010 → Present
    Raymond James Financial Services
    Winona, MN
  • 02/2010 → Present
    Slaggie Capital Group
    Winona, MN
  • 05/2010 → Present
    Winona, MN
  • 08/2016 → Present
    Hideaway Outfitters
    Fountain City, WI
  • 08/2016 → Present
    Polish Stock Company
    Winona, MN
  • 08/2016 → Present
    Phoenix Productions
    La Crosse, WI
Previous Registrations
Other Businesses

(1)Name of Business: Hideaway Outfitters Address: S3060 Tobin Road , Fountain City, WI, 54629, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 08/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No day to day activity. Provided funding to purchase land. An independent contractor currently acts as property manager and will pursue generating revenue through either raising livestock or guiding hunting trips. (2)Name of Business: Hurry Back Productions Address: 1115 West Broadway, Winona, MN, 55987, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 10/01/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Founder of non-profit. Majority of operations are delegated to others. (3)Name of Business: Slaggie Capital Group Address: 655 Franklin Street, Winona, MN, 55987, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/15/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am only shareholder/owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-03
  • S66 Uniform Combined State Law Examination
    2000-08-03

View on SEC IAPD

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