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Thomas Hunley

Ubs Financial Services Inc.

New York, NY

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-11
TN RA APPROVED 2024-08-02
  • NY RA
    APPROVED
    Since 2025-09-11
  • TN RA
    APPROVED
    Since 2024-08-02

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

299 Park Ave 8Th 9Th And 11Th Floors, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Freedom School Partners Charlotte NC 05/2023 07/2023
Ubs Financial Services Inc New York NY 01/2024 Present
Peddlers 30A Rosemary Beach FL 05/2022 08/2022
Brixx Pizza Company Charlotte NC 05/2021 08/2021
Full Time Student Charlotte NC 01/2013 07/2019
Student Oxford MS 09/2021 04/2022
Student Oxford MS 08/2019 04/2021
Student Charlotte MS 09/2022 04/2023
Student Oxford MS 08/2023 12/2023
  • 05/2023 → 07/2023
    Freedom School Partners
    Charlotte, NC
  • 01/2024 → Present
    Ubs Financial Services Inc
    New York, NY
  • 05/2022 → 08/2022
    Peddlers 30A
    Rosemary Beach, FL
  • 05/2021 → 08/2021
    Brixx Pizza Company
    Charlotte, NC
  • 01/2013 → 07/2019
    Full Time Student
    Charlotte, NC
  • 09/2021 → 04/2022
    Student
    Oxford, MS
  • 08/2019 → 04/2021
    Student
    Oxford, MS
  • 09/2022 → 04/2023
    Student
    Charlotte, MS
  • 08/2023 → 12/2023
    Student
    Oxford, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-01
  • S66 Uniform Combined State Law Examination
    2024-08-01

View on SEC IAPD

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