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Richard Garcia

J.P. Morgan Securities LLC

Boerne, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-16
  • TX RA
    APPROVED
    Since 2025-12-16

Branch Locations

441 W Bandera Rd, Boerne, TX 78006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank (Tx) Boerne TX 02/2023 Present
J.P. Morgan Securities Llc Boerne TX 12/2023 Present
Mcallen Outdoors Self Employed Mcallen TX 06/2021 07/2022
Academy Sports Mcallen TX 01/2019 06/2021
City Of Edinburg Mcallen TX 09/2017 08/2018
Aqua Tots Swim Schools Mcallen TX 06/2016 12/2016
The University Of Texas Rio Grande Valley Edinburg TX 08/2019 08/2022
South Texas College Mcallen TX 01/2017 08/2017
Unemployed Mcallen TX 08/2018 12/2018
Unemployed Mcallen TX 09/2022 01/2023
Home Depot Mcallen TX 07/2020 08/2020
  • 02/2023 → Present
    Jpmorgan Chase Bank (Tx)
    Boerne, TX
  • 12/2023 → Present
    J.P. Morgan Securities Llc
    Boerne, TX
  • 06/2021 → 07/2022
    Mcallen Outdoors Self Employed
    Mcallen, TX
  • 01/2019 → 06/2021
    Academy Sports
    Mcallen, TX
  • 09/2017 → 08/2018
    City Of Edinburg
    Mcallen, TX
  • 06/2016 → 12/2016
    Aqua Tots Swim Schools
    Mcallen, TX
  • 08/2019 → 08/2022
    The University Of Texas Rio Grande Valley
    Edinburg, TX
  • 01/2017 → 08/2017
    South Texas College
    Mcallen, TX
  • 08/2018 → 12/2018
    Unemployed
    Mcallen, TX
  • 09/2022 → 01/2023
    Unemployed
    Mcallen, TX
  • 07/2020 → 08/2020
    Home Depot
    Mcallen, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-15
S63 Uniform Securities Agent State Law Examination 2024-02-16
  • S66 Uniform Combined State Law Examination
    2025-12-15
  • S63 Uniform Securities Agent State Law Examination
    2024-02-16
Other Names
  • Richard Garcia
  • Richard Javier Garcia

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Boerne, TX
OSAIC WEALTH, INC. · BOERNE, TX
EDWARD JONES · Boerne, TX
FROST INVESTMENT SERVICES · BOERNE, TX
LPL FINANCIAL LLC · BOERNE, TX
WELLS FARGO CLEARING SERVICES, LLC · BOERNE, TX
EDWARD JONES · BOERNE, TX
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