Erik David Holt

Current Employers

Employment History

• 05/2015 → 05/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 12/2015 → 07/2017
  Northwestern Mutual Investment Services Llc
  Irvine, CA
• 05/2017 → 07/2017
  Matthew Robert Farrell
  Irvine, CA
• 07/2017 → 09/2023
  Sagepoint Financial
  Boerne, TX
• 09/2023 → Present
  Osaic Wealth, Inc.
  Boerne, TX

Previous Registrations

• 2017-11-30 → 2023-09-01
  Osaic Services, Inc.
  Boerne, TX

Other Businesses

1. HOLT FINANCIAL GROUP LLC POSITION: RA to Sal Holt NATURE: This is the DBA for my employment as a Registered Assistant and RIA for SagePoint Financial and through whom I receive Salary/Compensation INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 07/14/2017 ADDRESS: 105 Falls Ct, STE 400, Boerne TX 78006, United States DESCRIPTION: Assist Sal with office day to day , client relations , document management , filing preparing material for client meetings and reviews etc. 2. BOERNE SOCCER CLUB POSITION: General Board Member NATURE: Boerne soccer League is a non-profit youth soccer program. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 106 City Park Rd., Boerne TX 78006, United States DESCRIPTION: OBJECTIVE: The at large Board Member's primary job is to serve as a liaison between parent members and the board and board champion for the Parent Spirit Committee. RESPONSIBILITIES: serve as liaison to all parent members be willing to serve as club representative to various league meetings if needed board champion for the Parent Spirit Committee help provide regular board communications to club members perform on occasion such other duties as assigned by the President. As well be a liaison between the Board and the business community at large. 3. HOLT FINANCIAL GROUP LLC POSITION: Operations NATURE: This is the DBA for my employment at Holt Financial Group LLC, a financial services company and through whom I receive Salary/Compensation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 100 START DATE: 07/14/2017 ADDRESS: 105 Falls Ct, STE 400, Boerne TX 78006, United States DESCRIPTION: Assist Sal with office day to day, client relations, document management, preparing material for client meetings and reviews, Marketing, etc. 4. BOERNE SOCCER CLUB PRESIDENT POSITION: President NATURE: Boerne Soccer Club is a non-profit youth soccer club providing recreational and Select Club level soccer programs. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: 106 City Park, Boerne TX 78006, United States DESCRIPTION: Being on the Board and Serving as President is to serve as a liaison between the club and the community. We provide oversight of operations and guidance for how the club runs and the direction the club wishes to take. We support the Executive Director of the club Mike Erwin. We help make decisions on how the club should run and interact with the community. We do not have direct influence on the actual game of soccer but rather the business side and how to better serve the community at large.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-29
• S63 Uniform Securities Agent State Law Examination
  2016-04-15

Other Names

• Erik David Holt