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Michael Richard Schag

Wells Fargo Clearing Services, LLC

Boerne, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-19
  • TX RA
    APPROVED
    Since 2024-01-19

Branch Locations

205 W Bandera Rd, Boerne, TX 78006 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Boerne TX 08/2023 Present
Wells Fargo Bank, Na Boerne TX 08/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-19
S63 Uniform Securities Agent State Law Examination 2023-11-17
  • S65 Uniform Investment Adviser Law Examination
    2024-01-19
  • S63 Uniform Securities Agent State Law Examination
    2023-11-17

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Boerne, TX
OSAIC WEALTH, INC. · BOERNE, TX
EDWARD JONES · Boerne, TX
FROST INVESTMENT SERVICES · BOERNE, TX
LPL FINANCIAL LLC · BOERNE, TX
EDWARD JONES · BOERNE, TX
PNC WEALTH MANAGEMENT LLC · BOERNE, TX
CAPTRUST · Boerne, TX

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