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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-10-19 |
Branch Locations
8000 Ih 10 W, Ste 600, San Antonio, TX 78230 • United States
Helotes, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Helotes | TX | 10/2011 | Present |
1. 11/8/2013: NON-VARIABLE INSURANCE - REVOLUTION WEALTH MANAGEMENT INSURANCE AGENCY - ESTABLISHING REVOLUTION WEALTH MANAGEMENT INSURANCE AGENCY AND WILL BE SELLING NON-VARIABLE INSURANCE THROUGH THE AGENCY. - TIME SPENT 25% - SAN ANTONIO, TX. 2. 02/03/2023 - Revolution Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/29/2012 - 160 Hours Per Month/8 Hours During Securities Trading 3. 06/30/2023 - Live Oak Investors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 07/15/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-05-16 |
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