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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2000-08-23
  • TX RA
    APPROVED
    Since 2000-08-23

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mcallen TX 08/1997 Present
Other Businesses

I*120753 For profit or not for profit: For-Profit Organization Name of outside business organization: Abby's One of a Kind Finds Investment related: N Address of business: Bulverde, Texas 78163 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 3/1/2019 Number of hours devoted: 112 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be the owner of a small retail boutique selling misc women items

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-06-02
  • S63 Uniform Securities Agent State Law Examination
    2000-06-02
Other Names
  • Abby Vela
  • Abigail C Vela
  • Abby Claudio
  • Abigail C Claudio

View on SEC IAPD

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