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Dawn Marie Slawson

Fiduciary Financial Partners, LLC

Naperville, IL

CRD 3210538

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Employer firm

Fiduciary Financial Partners, LLC CRD 156389

$293M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Fiduciary Financial Partners, Llc

1250 E. Diehl Road Suite 404, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-08-19
  • IL RA
    APPROVED
    Since 2013-08-19

Branch Locations

1250 E. Diehl Road Suite 404, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fiduciary Financial Partners Llc Naperville IL 05/2012 Present
Previous Registrations
  • 2011-09-20 → 2012-05-22
    Chase Investment Services Corp.
    Naperville, IL
  • 2008-10-01 → 2011-09-20
    Chicago, IL
    Oakbrook Terrace, IL
    Wheaton, IL
    Chicago, IL
    Wheaton, IL
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Wheaton, IL
  • 2006-05-12 → 2006-09-27
    Banc One Securities Corporation
    Wheaton, IL
    Chicago, IL
  • 2005-07-06 → 2006-05-01
    Chase Investment Services Corp.
    Chicago, IL
    Wheaton, IL
  • 2000-02-22 → 2005-07-06
    Banc One Securities Corporation
    Wheaton, IL
Other Businesses

INSURANCE LICENSED LIFE AND HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-15
  • S66 Uniform Combined State Law Examination
    1999-12-15
Other Names
  • Dawn M Ritchey
  • Dawn Marie Buchanan

View on SEC IAPD

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