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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-06-18
RI RA APPROVED 2024-06-05
  • MT RA
    APPROVED
    Since 2024-06-18
  • RI RA
    APPROVED
    Since 2024-06-05

Branch Locations

935 Jefferson Boulevard Suite 2000, Warwick, RI 02886 • United States

Bozeman, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
More Rentals Llc Dba Sweet Yacht Charter Warwick RI 05/2023 Present
Great Harbor Yacht Club Nantucket MA 05/2021 08/2021
Great Harbor Yacht Club Nantucket MA 05/2022 08/2022
Great Harbor Yacht Club Nantucket MA 05/2023 08/2023
Nantucket Harbor Launch Nantucket MA 05/2021 08/2021
Nantucket Harbor Launch Nantucket MA 05/2022 08/2022
Nantucket Harbor Launch Nantucket MA 05/2023 08/2023
Big Sky Resort Big Sky MT 11/2022 04/2023
Vail Resorts - Whitetail Resort Mercersburg PA 12/2021 03/2022
Vail Resorts Vail CO 11/2020 04/2021
City Of Annapolis Harbormaster Annapolis MD 03/2019 11/2020
Oldport Marine Services Inc Newport RI 05/2020 08/2020
Grey Lady Marine Nantucket MA 05/2017 08/2017
Grey Lady Marine Nantucket MA 05/2018 08/2018
The Key School Annapolis MD 08/2007 05/2020
Washington College Chestertown MD 08/2021 05/2022
Montana State University Bozeman MT 08/2022 Present
Cavu Marine Llc Annapolis MD 09/2022 Present
Osaic Wealth, Inc. Warwick RI 02/2024 Present
  • 05/2023 → Present
    More Rentals Llc Dba Sweet Yacht Charter
    Warwick, RI
  • 05/2021 → 08/2021
    Great Harbor Yacht Club
    Nantucket, MA
  • 05/2022 → 08/2022
    Great Harbor Yacht Club
    Nantucket, MA
  • 05/2023 → 08/2023
    Great Harbor Yacht Club
    Nantucket, MA
  • 05/2021 → 08/2021
    Nantucket Harbor Launch
    Nantucket, MA
  • 05/2022 → 08/2022
    Nantucket Harbor Launch
    Nantucket, MA
  • 05/2023 → 08/2023
    Nantucket Harbor Launch
    Nantucket, MA
  • 11/2022 → 04/2023
    Big Sky Resort
    Big Sky, MT
  • 12/2021 → 03/2022
    Vail Resorts - Whitetail Resort
    Mercersburg, PA
  • 11/2020 → 04/2021
    Vail Resorts
    Vail, CO
  • 03/2019 → 11/2020
    City Of Annapolis Harbormaster
    Annapolis, MD
  • 05/2020 → 08/2020
    Oldport Marine Services Inc
    Newport, RI
  • 05/2017 → 08/2017
    Grey Lady Marine
    Nantucket, MA
  • 05/2018 → 08/2018
    Grey Lady Marine
    Nantucket, MA
  • 08/2007 → 05/2020
    The Key School
    Annapolis, MD
  • 08/2021 → 05/2022
    Washington College
    Chestertown, MD
  • 08/2022 → Present
    Montana State University
    Bozeman, MT
  • 09/2022 → Present
    Cavu Marine Llc
    Annapolis, MD
  • 02/2024 → Present
    Warwick, RI
Other Businesses

1. More Rentals LLC DBA Sweet Yacht Charter; 935 Jefferson BLVD Suite 2000 Warwick, RI 02886. Summer seasonal Boat Captain based out of Nantucket, MA, running day charters. Approx 50 hours a week from June-August during summer. Started May of 2023. 2. Owner & President of Cavu Marine LLC; 311 Tucker St. Annapolis, MD. Occasionally do boat delivery work under my own LLC. 3. MORE RENTALS LLC DBA SWEET YACHT CHARTER POSITION: Captain NATURE: (Summer seasonal Boat Captain based out of Nantucket, MA, running day charters. Approx 50 hours a week from June-August during summer. Started May of 2023.) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 05/15/2023 ADDRESS: 935 Jefferson Blvd, Suite 2000, Warwick RI 02886, United States DESCRIPTION: Operate and maintain two vessels for day charter use. 4. GREAT HARBOR YACHT CLUB POSITION: Part-time captain NATURE: Private Club INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/15/2020 ADDRESS: 96 Washington St, Nantucket MA 02554, United States DESCRIPTION: Operate inspected passenger vessels and help manage waterfront activities. 5. CAVU MARINE LLC POSITION: Owner NATURE: Sole Member LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/25/2022 ADDRESS: 311 Tucker St, Annapolis MD 21401, United States DESCRIPTION: Yacht management and yacht delivery services occasionally. 6. INDEPENDENCE FINANCIAL PARTNERS POSITION: Registered Assistant NATURE: A partnership used as a marketing name for my activities associated with my Osaic OSJ. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2024 ADDRESS: 935 Jefferson Blvd, Suite 2000, Warwick RI 02886, United States DESCRIPTION: Registered Assistant to assist with business processes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-04
  • S66 Uniform Combined State Law Examination
    2024-06-04

View on SEC IAPD

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