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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-06-02
VT RA APPROVED 2026-02-12
DC RA APPROVED 2026-01-30
CA RA APPROVED 2026-01-29
FL RA APPROVED 2025-11-12
NY RA APPROVED 2025-03-19
  • GA RA
    APPROVED
    Since 2026-06-02
  • VT RA
    APPROVED
    Since 2026-02-12
  • DC RA
    APPROVED
    Since 2026-01-30
  • CA RA
    APPROVED
    Since 2026-01-29
  • FL RA
    APPROVED
    Since 2025-11-12
  • NY RA
    APPROVED
    Since 2025-03-19

Branch Locations

437 Madison Avenue 29Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance New York NY 01/2024 Present
Tulane University New Orleans LA 01/2021 12/2023
Richmond University Richmond VA 08/2019 12/2020
Horace Greeley High School Chappaqua NY 09/2016 06/2019
Park Avenue Securities New York NY 09/2024 Present
  • 01/2024 → Present
    Guardian Life Insurance
    New York, NY
  • 01/2021 → 12/2023
    Tulane University
    New Orleans, LA
  • 08/2019 → 12/2020
    Richmond University
    Richmond, VA
  • 09/2016 → 06/2019
    Horace Greeley High School
    Chappaqua, NY
  • 09/2024 → Present
    Park Avenue Securities
    New York, NY
Other Businesses

1) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 01/01/2025, Address: 437 Madison Ave New York City, New York 10016, Duties: Insurance other than Guardian, 1 total hours per month; 1 during securities trading hours, Investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-10
  • S66 Uniform Combined State Law Examination
    2025-03-10

View on SEC IAPD

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