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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-02-03
  • AL RA
    APPROVED
    Since 2026-02-03

Branch Locations

100 Towncenter Blvd. Suite 201, Tuscaloosa, AL 35406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Historic Tuscaloosa / Tuscaloosa County Preservation Society Tuscaloosa AL 11/2016 12/2023
Unemployed Tuscaloosa AL 12/2010 11/2016
Raymond James Financial Services, Inc. Tuscaloosa AL 12/2023 Present
Raymond James Financial Services Advisors, Inc Tuscaloosa AL 02/2026 Present
  • 11/2016 → 12/2023
    Historic Tuscaloosa / Tuscaloosa County Preservation Society
    Tuscaloosa, AL
  • 12/2010 → 11/2016
    Unemployed
    Tuscaloosa, AL
  • 12/2023 → Present
    Raymond James Financial Services, Inc.
    Tuscaloosa, AL
  • 02/2026 → Present
    Tuscaloosa, AL
Other Businesses

(1) Name of Business: Warrior Investment Group Address: 100 Towncenter Blvd Ste 201, Tuscaloosa, AL, 35406-1834, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/16/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assist FAs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-30
  • S66 Uniform Combined State Law Examination
    2026-01-30
Other Names
  • Rachel Charlene Sorenson

View on SEC IAPD

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