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1110 W. Lake Cook Rd Suite 265, Buffalo Grove, IL 60089 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-27 |
Branch Locations
1110 W. Lake Cook Rd Suite 265, Buffalo Grove, IL 60089 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Phase 3 Advisory Services Ltd. | Buffalo Grove | IL | 01/2024 | Present |
| Wheaton College | Wheaton | IL | 03/2021 | 12/2023 |
| Matrix Design Llc. | Bartlett | IL | 05/2023 | 08/2023 |
| Bartlett Park District | Bartlett | IL | 05/2022 | 08/2022 |
| Bartlett Park District | Bartlett | IL | 05/2021 | 08/2021 |
| City Of Elgin | Elgin | IL | 05/2020 | 08/2020 |
| City Of Elgin | Elgin | IL | 05/2019 | 08/2019 |
| Westminster Christian School | Elgin | IL | 08/2016 | 05/2020 |
| Wheaton College | Wheaton | IL | 08/2020 | 12/2023 |
| Osaic Wealth, Inc. | Buffalo Grove | IL | 09/2024 | Present |
| Phase Iii Advisory Services, Ltd | Buffalo Grove | IL | 01/2025 | Present |
1.INSURANCE, INVESTMENT-RELATED, SAME AS BUSINESS ADDRESS, POSITION: INSURANCE AGENT, START DATE-6/5/24, SPENDS AROUND 3-5 HOURS PER WEEK ON THIS ACTIVITY ALL DURING SECURITIES TRADING HOURS. 2. PHASE 3 ADVISORY POSITION: Financial Advisor NATURE: Providing life and health insurance illustrations and working with clients to apply for said policies. INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 06/03/2024 ADDRESS: 1110 W. Lake Cook Road, Buffalo Grove IL 60089, United States DESCRIPTION: I communicate with insurance wholesalers or with Crump to acquire illustrations for clients who are interested in obtaining life insurance as a part of their financial plan. Once we receive the requested materials from the companies I review them with the client's advisor before preparing to share them with the client. After advisor review, we share the relevant illustrations with the client and talk them through any questions or key pieces of information that they need to know before proceeding. If the client decides to pursue a policy I assist them with the application process.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-10 |
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