Aaron James Farrell

Current Employers

Quantca Financial

123 2Nd Ave S Ste 230 Ofc 20, Edmonds, WA 98020 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2024-09-24
TX	RA	APPROVED	2024-09-24
WA	RA	APPROVED	2024-09-24

DE RA
APPROVED

Since 2024-09-24
TX RA
APPROVED

Since 2024-09-24
WA RA
APPROVED

Since 2024-09-24

Branch Locations

123 2Nd Ave S Ste 230 Ofc 20, Edmonds, WA 98020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sapien Llc	Edmonds	WA	06/2020	Present
Comcast	Seattle	WA	04/2011	04/2020

06/2020 → Present

Sapien Llc

Edmonds, WA
04/2011 → 04/2020

Comcast

Seattle, WA

Other Businesses

Volunteers for Ukraine Inc, CFO, a volunteer on the board of directors for a charity that provides humanitarian aid to Ukraine, ~10 hrs per week, since 2023 Sapien LLC, CEO, general consulting, <5 hrs per wk, since 2021

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-05-31

S65 Uniform Investment Adviser Law Examination

2024-05-31

View on SEC IAPD

Current Employers

Quantca Financial

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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