Glen Ferrand

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  El Segundo, CA
• 09/2009 → Present
  Bank Of America, N.A.
  El Segundo, CA

Other Businesses

I*722243 For profit or not for profit: Name of outside business organization: Manhattan Beach Unified School District Investment related: N Address of business: Manhattan Beach, California, 90266 Nature of business: ["School, College or University"] Position, title, association: ["Other"], Start date of relationship: 2/15/2022 Number of hours devoted: 3 hour(s) Weekly Number of hours devoted during trading hours: 3 Duties: Surf PE assistant, Surf PE assistant I*96464 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CFA INSTITUTE INVESTMENT RELATED: Y ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90071 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 8/31/2014 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NON-PROFIT SUB-COMMITTEE WITHIN THE CFA INSTITUTE WHICH DISCUSS ONGOING ETHICS AND ADVOCACY ISSUES. THE COMMITTEE DISCUSSES VARIOUS CURRENT ETHICS AND ADVOCACY ISSUES IMPACTING THE FINANCIAL FIELD. I*2187274, Entity Type: , Name of OBA: E L. F, Address: Manhattan Beach, California, 90266, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 15-Apr-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2000-07-11