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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2025-04-29 |
| ID | RA | APPROVED | 2025-04-25 |
| FL | RA | APPROVED | 2020-01-08 |
| TX | RA | APPROVED_RES | 2009-10-07 |
| WA | RA | APPROVED | 1999-07-14 |
Branch Locations
2630 77Th Ave Se Ste 110, Mercer Island, WA 98040 • United States
5401 32Nd Ave Nw Ste 201, Gig Harbor, WA 98335 • United States
Mercer Island, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mercer Island | WA | 04/1999 | 03/2020 |
| Ameriprise Financial Services, Llc | Mercer Island | WA | 03/2020 | Present |
Real Estate Ownership; Commercial; 5201 Rainier, , Seattle, WA, 98118; Investment-Related; 09/01/2020. Business Ownership; Kid Exercises; CEO; The business would be an app that parents sign up for, that sends the parents a money related exercise monthly, that the parent would do with their kids, with the goal being to help teach their kids certain values that are associated with good financial decision making.; 7853 se 27th mercer island WA 98040, ,; Not Investment-Related; 01/30/2019; 1 to 9 hours per month; 0 during trading hours / Encompass; ; We have hired EmployShare to help us create an outside consulting arrangement with other professionals when we need to hire their porfessional skills on a case by case method and compensation is paid on a pre-determined hourly rate which is set in this contract.; 7800 SE 27 St #503Mercer Island, WA 98040, ,; Not Investment-Related; 10/15/2012; 1 to 9 hours per month; 0 during trading hours / Heritage Wealth Advisors LLC; Owner; Manage Ameriprise Business; 2630 77th Ave SE, Ste 110, Mercer Island , WA, 98040; Investment-Related; 05/16/2025; 0 hours per month; 0 during trading hours / ProSync Insurance Services LLC; Owner; Manage Ameriprise Business; 126 Wells Ave , , Renton , WA, 98057; Investment-Related; 01/15/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Academy of Finance; Vice Chair; Seattle, WA, ,; ; ; 20 to 39 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-17 |
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