Matthew Kocsi

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Jp Morgan Securities, Llc
  Denver, CO

Previous Registrations

• 2012-10-01 → 2013-12-31
  J.P. Morgan Securities Llc
  Colorado Springs, CO
• 2006-04-25 → 2012-10-01
  Chase Investment Services Corp.
  Parker, CO
  Monument, CO
  Colorado Springs, CO
  Parker, CO
• 2002-06-14 → 2005-11-07
  Charles Schwab & Co., Inc.
  Englewood, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-27
• S63 Uniform Securities Agent State Law Examination
  1999-05-14

Designations

• Certified Financial Planner