Matthew Kocsi

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-07-15
CO	RA	APPROVED	2014-07-10

TX RA
APPROVED

Since 2014-07-15
CO RA
APPROVED

Since 2014-07-10

Branch Locations

4190 Austin Bluffs Pkwy, Flr 01, Colorado Springs, CO 80918 • United States

1345 New Beale St, Unit 100, Castle Rock, CO 80108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities, Llc	Denver	CO	06/2014	Present

06/2014 → Present

Jp Morgan Securities, Llc

Denver, CO

Previous Registrations

2012-10-01 → 2013-12-31

J.P. Morgan Securities Llc

Colorado Springs, CO
2006-04-25 → 2012-10-01

Chase Investment Services Corp.

Parker, CO

Monument, CO

Colorado Springs, CO

Parker, CO
2002-06-14 → 2005-11-07

Charles Schwab & Co., Inc.

Englewood, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-27
S63	Uniform Securities Agent State Law Examination	1999-05-14

S65 Uniform Investment Adviser Law Examination

1999-05-27
S63 Uniform Securities Agent State Law Examination

1999-05-14

Designations

View on SEC IAPD

Current Employers

J.P. Morgan Securities Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews